Abstract
Rate-splitting (RS) has recently been shown to provide significant performance benefits in various multiuser transmission scenarios. In parallel, the huge degrees-of-freedom provided by the appealing massive multiple-input multiple-output (MIMO) necessitate the employment of inexpensive hardware, being more prone to hardware imperfections, in order to be a cost-efficient technology. Hence, in this paper, we focus on a realistic massive multiple-input single-output broadcast channel hampered by the inevitable hardware impairments. We consider a general experimentally validated model of hardware impairments, accounting for the presence of multiplicative distortion due to phase noise, additive distortion noise and thermal noise amplification. Under both scenarios with perfect and imperfect channel state information at the transmitter (CSIT), we analyze the potential robustness of RS to each separate hardware imperfection. We analytically assess the sum-rate degradation due to hardware imperfections. Interestingly, in the case of imperfect CSIT, we demonstrate that RS is a robust strategy for multiuser MIMO in the presence of phase and amplified thermal noise, since its sum-rate does not saturate at high signal-to-noise ratio (SNR), contrary to conventional techniques. On the other hand, the additive impairments always lead to a sum-rate saturation at high SNR, even after the application of RS. However, RS still enhances the performance. Furthermore, as the number of users increases, the gains provided by RS decrease not only in ideal conditions, but in practical conditions with residual transceiver hardware impairments as well. Notably, although a deterministic equivalent analysis is employed, the analytical and simulation results coincide even for finite system dimensions. As a consequence, the applicability of these results also holds for current 'small scale' multiantenna systems.
| Original language | English |
|---|---|
| Article number | 7892949 |
| Pages (from-to) | 8196-8211 |
| Number of pages | 16 |
| Journal | IEEE Transactions on Vehicular Technology |
| Volume | 66 |
| Issue number | 9 |
| DOIs | |
| Publication status | Published - 2017 Sep 1 |
| Externally published | Yes |
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Keywords
- Deterministic equivalent analysis
- massive MIMO
- rate-splitting
- regularized zero-forcing precoding
- residual hardware impairments
ASJC Scopus subject areas
- Automotive Engineering
- Aerospace Engineering
- Computer Networks and Communications
- Applied Mathematics
- Electrical and Electronic Engineering
Cite this
Rate-Splitting to Mitigate Residual Transceiver Hardware Impairments in Massive MIMO Systems. / Papazafeiropoulos, Anastasios; Clercks, Bruno; Ratnarajah, Tharmalingam.
In: IEEE Transactions on Vehicular Technology, Vol. 66, No. 9, 7892949, 01.09.2017, p. 8196-8211.Research output: Contribution to journal › Article
}
TY - JOUR
T1 - Rate-Splitting to Mitigate Residual Transceiver Hardware Impairments in Massive MIMO Systems
AU - Papazafeiropoulos, Anastasios
AU - Clercks, Bruno
AU - Ratnarajah, Tharmalingam
PY - 2017/9/1
Y1 - 2017/9/1
N2 - Rate-splitting (RS) has recently been shown to provide significant performance benefits in various multiuser transmission scenarios. In parallel, the huge degrees-of-freedom provided by the appealing massive multiple-input multiple-output (MIMO) necessitate the employment of inexpensive hardware, being more prone to hardware imperfections, in order to be a cost-efficient technology. Hence, in this paper, we focus on a realistic massive multiple-input single-output broadcast channel hampered by the inevitable hardware impairments. We consider a general experimentally validated model of hardware impairments, accounting for the presence of multiplicative distortion due to phase noise, additive distortion noise and thermal noise amplification. Under both scenarios with perfect and imperfect channel state information at the transmitter (CSIT), we analyze the potential robustness of RS to each separate hardware imperfection. We analytically assess the sum-rate degradation due to hardware imperfections. Interestingly, in the case of imperfect CSIT, we demonstrate that RS is a robust strategy for multiuser MIMO in the presence of phase and amplified thermal noise, since its sum-rate does not saturate at high signal-to-noise ratio (SNR), contrary to conventional techniques. On the other hand, the additive impairments always lead to a sum-rate saturation at high SNR, even after the application of RS. However, RS still enhances the performance. Furthermore, as the number of users increases, the gains provided by RS decrease not only in ideal conditions, but in practical conditions with residual transceiver hardware impairments as well. Notably, although a deterministic equivalent analysis is employed, the analytical and simulation results coincide even for finite system dimensions. As a consequence, the applicability of these results also holds for current 'small scale' multiantenna systems.
AB - Rate-splitting (RS) has recently been shown to provide significant performance benefits in various multiuser transmission scenarios. In parallel, the huge degrees-of-freedom provided by the appealing massive multiple-input multiple-output (MIMO) necessitate the employment of inexpensive hardware, being more prone to hardware imperfections, in order to be a cost-efficient technology. Hence, in this paper, we focus on a realistic massive multiple-input single-output broadcast channel hampered by the inevitable hardware impairments. We consider a general experimentally validated model of hardware impairments, accounting for the presence of multiplicative distortion due to phase noise, additive distortion noise and thermal noise amplification. Under both scenarios with perfect and imperfect channel state information at the transmitter (CSIT), we analyze the potential robustness of RS to each separate hardware imperfection. We analytically assess the sum-rate degradation due to hardware imperfections. Interestingly, in the case of imperfect CSIT, we demonstrate that RS is a robust strategy for multiuser MIMO in the presence of phase and amplified thermal noise, since its sum-rate does not saturate at high signal-to-noise ratio (SNR), contrary to conventional techniques. On the other hand, the additive impairments always lead to a sum-rate saturation at high SNR, even after the application of RS. However, RS still enhances the performance. Furthermore, as the number of users increases, the gains provided by RS decrease not only in ideal conditions, but in practical conditions with residual transceiver hardware impairments as well. Notably, although a deterministic equivalent analysis is employed, the analytical and simulation results coincide even for finite system dimensions. As a consequence, the applicability of these results also holds for current 'small scale' multiantenna systems.
KW - Deterministic equivalent analysis
KW - massive MIMO
KW - rate-splitting
KW - regularized zero-forcing precoding
KW - residual hardware impairments
UR - http://www.scopus.com/inward/record.url?scp=85029922735&partnerID=8YFLogxK
UR - http://www.scopus.com/inward/citedby.url?scp=85029922735&partnerID=8YFLogxK
U2 - 10.1109/TVT.2017.2691014
DO - 10.1109/TVT.2017.2691014
M3 - Article
AN - SCOPUS:85029922735
VL - 66
SP - 8196
EP - 8211
JO - IEEE Transactions on Vehicular Technology
JF - IEEE Transactions on Vehicular Technology
SN - 0018-9545
IS - 9
M1 - 7892949
ER -